随着排期日渐逼近，越来越多的家庭选择了让刚满18岁的子女作为主申请人。但是这里就会出来一个新的问题，对于EB-5直投项目，投资者必要参与到企业的“active engagement”（积极管理）之中，并且要担任决策职位。那么对于，那些尚在大学或者大学刚刚毕业的子女们，是否能满足积极管理的要求呢？今天，EB5Sir找来的是Vaughan de Kirby律师的文章。
根据联邦法律条例8 C.F.R. § 204.6(j)(5)的规定，只要有限合伙合约提供申请人特定的权利与职责，而这些权利与职责是《统一有限合伙法》通常会赋予有限合伙人的，那么“积极的管理”这项要求就会被视为得到满足了。
原文作者：Vaughan de Kirby律师，原文网站：www.visaanswer.com。
Considering EB-5 Direct Investment, but don’t think you are qualified? Think again!
For the right investor, Direct Investment can be a very attractive EB-5 immigration option. It gives the investor the relative security of knowing and trusting the way their investment funds are being used. It also allows the investor to get hands on experience with running a business and a chance to develop their business portfolio.
But on the other hand, as a foreign national, you may encounter some challenges running a business in a new country. Additionally, many EB-5 investors are investing straight after graduating from university, and may have very little experience running a business. Questions that often stem from these challenges are:
How involved must I be in the daily operations of my business?
Can I get help running my business?
As you may already know, one of the requirements for a Direct Investment EB-5 visa is that the investor must be actively engaged in the daily operations of the company. So-called “active engagement” means that the investor must be in a position to exercise either managerial or policy-forming power in their business.
When deciding to grant or deny I-526 petitions, USCIS officers are given a great degree of leeway when determining whether “active involvement” has been satisfied. According to the USCIS EB-5 Training Manual, the “active involvement” requirement is actually less important to a successful I-526 petition than other requirements, such as “lawful source of funds, required amount of capital fully invested and at risk, and the creation of 10 jobs per alien.”
Structuring Your Business
Investors pursing the Direct Investment method of EB-5 may choose to structure their business in one of several ways. The business structure that you choose will have an effect on the way you will maintain active engagement. Some structures may actually allow you to get help with daily business operations, and to rely on the business expertise of others.
In general, businesses can take the form of a general partnership, limited partnership, corporation, or limited liability corporation (LLC), among others.
Foreign investors may benefit from structuring their new company as a Limited Partnership. In a Limited Partnership, the investor may partner with an individual having the requisite business expertise. In this way, the investor can count on their business partner for guidance, and hold a slightly more passive role in the company. You may have heard of limited partnerships before, as most Regional Centers are set up in this structure.
According to the Code of Federal Regulations, specifically 8 C.F.R. § 204.6(j)(5), as long as “the limited partnership agreement provides the petitioner with certain rights, powers, and duties normally granted to limited partners under the Uniform Limited Partnership Act,” then the requirements of “active engagement” will be considered fulfilled.
It is important to note that there is no requirement for the investor to exercise or act on these rights in reality. That the investor merely has the required rights, powers, and privileges is in and of itself enough to satisfy the active engagement requirement.
In the event that the EB-5 investment is set up as a Corporation, the “active management” requirement may be fulfilled through the investor’s position in the company. A professional position that is high enough such that he or she is involved in the day-to-day management or policy formation of the company will qualify. Sufficiently high positions include President, Vice President, CEO, CFO and Executive Vice President.
If the investor plans to rely on the business expertise of another individual, it may be preferable for the investor to hold the position of either President or Vice President and hire someone more experienced as the CEO, CFO, etc. Under such an arrangement, the investor will still be responsible for policy formation and some management of his or her company, while other employees will handle day-to-day operations.
In order to obtain your EB-5 visa, you will need to submit certain documents to USCIS with your I-526 petition. According to the Code of Federal Regulations, the proof that must accompany your I-526 petition includes:
A statement of the position of the investor, including the position title and a description of the duties;
Evidence that the investor “is a corporate officer or a member of the corporate board of directors;” or
In cases of Limited or General Partnerships, evidence that the investor “is engaged in direct management or policy making activities.” Again, as long as the limited partnership agreement gives the investor the “rights, powers, and duties normally granted to limited partners under the Uniform Limited Partnership Act,” this will be considered sufficient engagement in the business.